Form ADV

Form ADV is the uniform form used by investment advisers to register with the U.S. Securities and Exchange Commission and state securities authorities. It contains information about an investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.

Registration Status

BlueBrick Capital Management, LLC is anticipated to be a Securities and Exchange Commission registered investment adviser. Form ADV Parts 1, 2A, and 2B filings are pending; effective registration date has not yet been established. Registration will be completed prior to first close of any external commitment.

Availability

Once BlueBrick Capital Management, LLC’s registration is effective, current Form ADV Part 1, Part 2A (Brochure), and Part 2B (Brochure Supplements) will be made available:

• On the SEC’s public disclosure website at adviserinfo.sec.gov;
• Through direct delivery to prospective and existing clients during subscription and annually thereafter;
• By written request to [email protected].

Material Changes

Once registered, BlueBrick will file annual updating amendments to Form ADV within 90 days of the end of its fiscal year, and other-than-annual amendments promptly upon the occurrence of material changes. A summary of material changes will be provided to existing clients within 120 days of the fiscal year end.

Chief Compliance Officer

Compliance program matters, including requests for Form ADV documents, may be directed to the Chief Compliance Officer at [email protected].

No Determination by the SEC

Neither registration nor filing of Form ADV constitutes a determination by the Securities and Exchange Commission that BlueBrick Capital Management, LLC or any of its personnel has attained a particular level of skill or expertise.