Governance

How We Are Structured

BlueBrick operates within an institutional governance framework designed for durability, transparency, and alignment with limited partners across multiple fund vintages.

Corporate Structure

BlueBrick Holdings, LLC is a Delaware limited liability company, parent to the BlueBrick management entities. Each investment vehicle is a Delaware limited partnership with an independent General Partner entity and a dedicated Investment Adviser.

BlueBrick Capital Management, LLC is anticipated to be an SEC-registered investment adviser; Form ADV filings and effective registration date are pending. Once effective, BlueBrick will file annual amendments and material change updates in accordance with the Investment Advisers Act.

Adviser Registration

Prior to first close of any external commitment, BlueBrick will complete Form ADV Parts 1, 2A, and 2B with the SEC. Form ADV documents will be published in the Legal & Disclosures section and delivered to prospective investors during subscription.

BlueBrick maintains a written Compliance Program pursuant to Rule 206(4)-7, including a designated Chief Compliance Officer, annual compliance review, code of ethics, and testing of material policies.

Committees

Investment Committee

Approves every new investment above defined thresholds. Reviews follow-on capital, hold-sell decisions, and material asset events.

Valuation Committee

Oversees quarterly and annual valuation policy, methodology, and adjustments. Reviews third-party valuation input at fair value.

Risk & Compliance Committee

Enterprise, portfolio, cybersecurity, and regulatory risk oversight, with cross-fund escalation authority.

ESG & Stewardship Committee

Reviews environmental targets, community engagement, and material stewardship disclosures.

LP Advisory Committee

Established at each fund with representative limited partners. Reviews conflicts, related-party transactions, and material policy changes.

Audit Committee

Oversees the independent audit relationship and internal control environment for the manager and each fund.

Service Providers

BlueBrick engages leading independent service providers to ensure institutional-grade infrastructure across every fund vehicle.

Auditor

Big Four public accounting firm

Fund Administrator

Independent institutional administrator

Tax Advisor

Big Four tax practice

Fund Legal Counsel

Am Law 25 private funds practice

Custodian

Qualified institutional custodian

Cybersecurity

Independent 24/7 SOC and quarterly penetration testing

Documents

Complete regulatory documents, disclosures, and policies are available in the Legal & Disclosures section.

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